BUSINESS CONTINUITY PLAN CUSTOMER SUMMARY


Capital Retirement Planning, LLC has developed a Business Continuity Plan (BCP) on how we and you may respond to events that significantly disrupt our business.  The timing, scope and impact of disasters and disruptions is unpredictable. Therefore, flexibility will be necessary in dealing with what could occur. With that in mind, we are providing you with this information. 

We plan to quickly recover and resume business operations should a significant business disruption occur and respond by safeguarding our employees and property, making a financial and operational assessment, and protecting the firm’s books and records. In short, our business continuity plan is designed to permit our firm to resume operations as quickly as possible, given the scope and severity of the business disruption.

Our business continuity plan addresses: data backup; operational assessments; alternative communications with customers, employees, and regulators; alternate physical location of employees; and providing alternate contacts to our customers for prompt access to their funds and securities if we are unable to continue our business. 

Varying Disruptions - Significant business disruptions can vary in their scope, such as only our firm, a single building housing our firm, the business district where our firm is located, the city where we are located, or the whole region. Within each of these areas, the severity of the disruption can also vary from minimal to severe. In a disruption to only our firm or a building housing our firm, we will transfer our operations to a local site when needed and expect to recover and resume business within 3 business days. In a disruption affecting our business district, city, or region, we will transfer our operations to a site outside of the affected area, and recover and resume business within 3 business days. In either situation, we plan to continue in business and notify you directly.  If the significant business disruption is so severe that it prevents us from remaining in business, we will assure our customer’s prompt access to their assets and contracts through the information contained herein.

Contact Us - If you are unable to reach us after a significant business disruption at 512-310-0202, you should send emails to dholder@CapitalRetirementPlan.com.  Although Danny Holder serves as your primary contact, you may contact the custodian of your assets, directly.

Our primary custodian, TD Ameritrade has its own respective BCP in place to ensure continuous, reliable delivery of service to its customers while maintaining regulatory compliance.  A phone number to reach TD Ameritrade in the event of a significant business disruption is (800) 669-3900.  TD Ameritrade's current BCP can be viewed at: https://www.tdameritrade.com/disclosure.

Our business continuity plan is subject to modification.  Updated plans will be promptly posted on our web site.  Alternatively, our customers may obtain updated plans by requesting a written copy of the plan by mail.Type your paragraph here.

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505 E Palm Valley Blvd Ste 200

Round Rock TX 78664

Phone: (512) 310-0202